Reaction & Reagents info
- Swern Oxidation (DMSO, Oxalyl chloride) is a mild oxidizing system that converts primary alcohol to aldehyde and secondary alcohol to ketone
- It is one of the series of oxidations involving DMSO (refer to DMSO-activated oxidations)
Advantages
- Inexpensive oxidation method on manufacturing scale
- Also, it is less toxic, compared to chromium-based alternatives (PCC and PDC)
Disadvantages
- The liberation of gases viz., malodrous dimethylsulphide (Me2S) and poisonous carbon monoxide (CO) are to be handled appropriately
- It is important to maintain the reaction mixture at -78 oC. If the temperature is not maintained, there is a possibility of formation of mixed thioacetals (see mechanism)
Useful Links on Reagent & Reaction:
- DMSO –Oxalyl Chloride (Swern Oxidation) (Reagent Guide, ACS Green Chemistry Institute) – Green Chemistry info.
- Swern oxidation (SynArchive) – Excellent compilation of reaction schemes with references
Mechanism
General Oxidation Mechanism
DMSO, as such, is not a good oxidising agent. However, it needs to be activated by an activator [such as (COCl)2 in Swern Oxidation, DCC in Moffatt oxidation] so that DMSO shall act effective oxidising agent (refer to DMSO-activated Oxidations)
Activation of DMSO by Oxalyl Chloride
Swern Oxidation
Formation of side product in Swern Oxidation
In Swern oxidation employing (COCl)2, one mole each of CO, CO2 and Me2S (all gaseous products) are released. HCl gets converted to NEt3.HCl during the reaction
It is important to maintain the reaction mixture at -78 oC. If the temperature is not maintained, there is a possibility of formation of mixed thioacetals
Image from “chemistryworld.com”
Additional details
General Procedure:
To a suspension of of Lithium aluminium hydride (LAH, 1.5 eq.) in THF (10 Vol) at 0 oC is added ester or amide or acid derivative (1 eq.) in THF and stirred at room temperature under nitrogen atmosphere for 4 h. The reaction is monitored by TLC. The reaction mixture is cooled to 0 oC and the unreacted LAH is quenched by adding successively water (1 Vol) , 10 % NaOH (1.5 Vol) , and finally again water (3 Vol). The resultant suspension is filtered through celite and washed with ethyl acetate/DCM. The layers are separated. The organic layer is then successively washed with water (10 Vol x 2) and brine solution, dried over sodium sulphate, filtered and concentrated under reduced pressure to get the desired compound. The crude product is purified by column chromatography.
LAH shall be quenched by several methods
(a) by adding water (1 Vol) , 10 % NaOH (1.5 Vol), and finally again water (3 Vol).
(b) by adding saturated aqueous Na2SO4
(c) by adding aqueous solution of Rochelle’s salt (sodium potassium tartrate, KNaC4H4O6)
- Quenching reactions: Lithium Aluminium Hydride (LibreTexts Chemistry)
- Quenching reactions: Aluminium based reagents (LibreTexts Chemistry) – LAH & DIBAL-H
Note:
- LAH is not a suitable reagent for large-scale. Even for small scale, it is preferable to use alternate reagents that are relatively safe to handle, as compared to LAH (refer to the table below)
- LAH reduces (a) acid and esters to alcohols, (b) nitriles and amides to amine.
- LAH, being a strong reducing agent, reduces several functional groups including nitrile, making it least preferable. Also, for reduction of carboxylic acids, BH3.THF or BH3.Me2S is recommended
Typical Procedure:
WO2010045258, page No. 144
WO2010045258, page No. 114
WO2007084786, page No. 143
Swern oxidation could be carried out on large-scale. However, the reaction involves the liberation of 1 eq. each of the gases such as Me2S (dimethylsulphide), CO (carbon monoxide), CO2. Appropriate safety controls are to be ensured while performing manufacturing. During work-up, HCl gets converted to amine salt (such as NEt3.HCl).
- Swern Oxidation is one of the inexpensive methods to manufacture aldehydes or ketones from Alcohols
- The liberation of gases viz., malodrous dimethylsulphide (Me2S), poisonous carbon monoxide (CO) and CO2 are to be handled appropriately
- It is important to maintain the reaction mixture at -78 oC. If the temperature is not maintained, there is a possibility of formation of mixed thioacetals (see mechanism in General Info section)
Scale-Up Typical Procedure:
- An Improved and Efficient Process for the Production of Donepezil Hydrochloride (OPRD, 2008) – 4 Kg batch; 3.5 Kg of DMSO & 3.7 Kg of (COCl)2 have been used
- Convergent Catalytic Asymmetric Synthesis of Camptothecin Analog GI147211C (Tetrahedron, 1997) – 100 g batch
Green Chemistry Aspects: